Investment adviser · CRD 283776
PROTA FINANCIAL
Investment adviser filing (IA)
PROTA FINANCIAL, LLC
HOUSTON, TX, United States · Form ADV filed Feb 26, 2026
- Regulatory AUM
- $270M Form ADV · Item 5.F
- Client accounts
- 1,808 Accounts, not individual clients
- Employees
- 13 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 85 | $148,841,212 | 55.1% |
| Individuals | 588 | $121,141,356 | 44.8% |
| Corporations & businesses | Fewer than 5 | $389,633 | 0.1% |
Filing source
Form ADV 2060785 · Feb 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 26, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
1980 POST OAK BLVD, SUITE 200HOUSTON, TX, 77056-3845, United States
CRD 283776
Filing source
Form ADV 2060785 · Feb 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.