Investment adviser · CRD 157526

PROSPECT PARTNERS, L.L.C.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Mar 31, 2022

Regulatory AUM
$7.33M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
9
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$7,328,345100.0%
Filing source

Form ADV 1632775 · Mar 31, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROSPECT PARTNERS II, LPPrivate Equity Fund · Last reported Mar 31, 2022$7.33MGross asset value
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-2000726151
Reported beneficial owners
23
Minimum commitment
$3M
Form D file number
021-65952

Form ADV 1632775 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROSPECT PARTNERS III, LPPrivate Equity Fund · Last reported Nov 17, 2021$124MGross asset value
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-2555790510
Reported beneficial owners
31
Minimum commitment
$10M
Form D file number
021-147094

Form ADV 1576459 · Nov 17, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROSPECT PARTNERS, LPPrivate Equity Fund · Last reported Mar 28, 2019$7.5KGross asset value
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-7836968635
Reported beneficial owners
27
Minimum commitment
$1M

Form ADV 1290391 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

227 WEST MONROE STREET, SUITE 3550
CHICAGO, IL, 60606, United States

CRD 157526

Filing source

Form ADV 1632775 · Mar 31, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.