Investment adviser · CRD 298630
PROSPECT FLEXIBLE INCOME MANAGEMENT, LLC
Investment adviser filing (IA)
WEST PALM BEACH, FL, United States · Form ADV filed Mar 29, 2021
- Regulatory AUM
- $42.5M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 96 Reported in this filing
- Advisory professionals
- 48 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Business development companies | 1 | $42,531,451 | 100.0% |
Filing source
Form ADV 1519552 · Mar 29, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 29, 2021. View historical filings
Reported services
Investment company portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
700 S. ROSEMARY AVE., SUITE 204WEST PALM BEACH, FL, 33401, United States
CRD 298630
Filing source
Form ADV 1519552 · Mar 29, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.