Investment adviser · CRD 131018
PROSPECT CAPITAL MANAGEMENT L.P.
Investment adviser filing (IA)
WEST PALM BEACH, FL, United States · Form ADV filed Aug 21, 2026
- Regulatory AUM
- $6.64B Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 143 Reported in this filing
- Advisory professionals
- 44 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Business development companies | 2 | $6,623,911,535 | 99.8% |
| Pooled investment vehicles | 2 | $14,073,752 | 0.2% |
Filing source
Form ADV 2127556 · Aug 21, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 21, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
700 S. ROSEMARY AVE., SUITE 204WEST PALM BEACH, FL, 33401, United States
CRD 131018
Filing source
Form ADV 2127556 · Aug 21, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.