Investment adviser · CRD 106178

PROSPECT ASSET MANAGEMENT INC

Investment adviser filing (IA)

HONOLULU, HI, United States · Form ADV filed Mar 28, 2019

Regulatory AUM
$59.2M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$59,242,660100.0%
Filing source

Form ADV 1302323 · Mar 28, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROSPECT JAPAN FUND LTD.Other Private Fund · Last reported Mar 28, 2019$59MGross asset value
Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (GUERNSEY) LIMITED GUERNSEY, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GUERNSEY, United Kingdom
Custodian THE NORTHERN TRUST COMPANY LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

Fund details & source
Fund ID
805-7930575964
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1302323 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHAREHOLDERS' CONSENSUS FUND L.P.Hedge Fund · Last reported Mar 28, 2019$234KGross asset value

Feeder funds

  • SHAREHOLDERS' CONSENSUS FUND FTE LTD.
Fund administrator APEX FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST&YOUNG, LTD. GRAND CAYMAN, Cayman Islands
Custodian AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITIED MELBOURNE, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST&YOUNG, LTD.
PCAOB 1655

Fund details & source
Fund ID
805-5285028027
Reported beneficial owners
6
Minimum commitment
$234K

Form ADV 1302323 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

410 ATKINSON DRIVE, SUITE 434
HONOLULU, HI, 96814, United States

CRD 106178

Filing source

Form ADV 1302323 · Mar 28, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.