Investment adviser · CRD 161223

PROLOGUE CAPITAL MANAGEMENT, L.P.

Investment adviser filing (IA)

MIAMI, FL, United States · Form ADV filed Mar 30, 2017

Regulatory AUM
$2.15B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
31
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROLOGUE FUND, L.P.Hedge Fund · Last reported Mar 30, 2017$1.09BGross asset value

Feeder funds

Fund administrator WELLS FARGO GLOBAL FUND SERVICES LLC (F/K/A LACROSSE GLOBAL FUND SERVICES LLC) EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Auditor KPMG LLP LONDON, United Kingdom
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2913179400
Reported beneficial owners
103
Minimum commitment
$1M
Form D file number
021-126058
Form D file number
021-151715
Form D file number
021-99989

Form ADV 1083251 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROLOGUE MAPLEWOOD FUND LIMITEDHedge Fund · Last reported Mar 30, 2017$1.06BGross asset value
Fund administrator WELLS FARGO GLOBAL FUND SERVICES LLC (F/K/A LACROSSE GLOBAL FUND SERVICES LLC) EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LONDON, United Kingdom
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-4509718980
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 1083251 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROLOGUE LIQUID MORTGAGE MASTER FUND, L.P.Hedge Fund · Last reported Mar 31, 2014$218MGross asset value

Feeder funds

Fund administrator WELLS FARGO GLOBAL FUND SERVICES LLC (F/K/A LACROSSE GLOBAL FUND SERVICES LLC) EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Auditor KPMG AUDIT PLC LONDON, United Kingdom
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-5139857996
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-199403

Form ADV 796095 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1000 5TH STREET, SUITE 1306
MIAMI, FL, 33139, United States

CRD 161223

Filing source

Form ADV 1083251 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.