Investment adviser · CRD 173719
PROFESSIONAL FINANCIAL ADVISORS, LLC
Investment adviser filing (IA)
NORTH PLATTE, NE, United States · Form ADV filed Jun 24, 2026
- Regulatory AUM
- $770M Form ADV · Item 5.F
- Client accounts
- 3,345 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 193 | $267,122,816 | 34.7% |
| Individuals | 3,121 | $229,852,541 | 29.9% |
| Other clients | Fewer than 5 | $152,574,712 | 19.8% |
| Government entities | Fewer than 5 | $70,390,708 | 9.1% |
| Banks & thrifts | Fewer than 5 | $19,842,304 | 2.6% |
| Charities | Fewer than 5 | $13,287,992 | 1.7% |
| Corporations & businesses | 11 | $11,758,031 | 1.5% |
| Retirement plans | 2 | $2,691,529 | 0.3% |
| Insurance companies | 8 | $2,287,103 | 0.3% |
Filing source
Form ADV 2114921 · Jun 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 24, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1400 S DEWEY ST, SUITE 300NORTH PLATTE, NE, 69101-5311, United States
CRD 173719
Filing source
Form ADV 2114921 · Jun 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.