Investment adviser · CRD 125580
PROFESSIONAL FINANCIAL
Investment adviser filing (IA)
PROFESSIONAL FINANCIAL STRATEGIES, INC
PITTSFORD, NY, United States · Form ADV filed Apr 14, 2026
- Regulatory AUM
- $226M Form ADV · Item 5.F
- Client accounts
- 450 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 69 | $193,582,322 | 85.7% |
| Individuals | 24 | $14,318,546 | 6.3% |
| Retirement plans | Fewer than 5 | $9,083,703 | 4.0% |
| Other clients | Fewer than 5 | $6,787,993 | 3.0% |
| Charities | Fewer than 5 | $1,701,921 | 0.8% |
| Corporations & businesses | Fewer than 5 | $334,513 | 0.1% |
Filing source
Form ADV 2094834 · Apr 14, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 14, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Publication of newsletters
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1159 PITTSFORD-VICTOR RD, SUITE 120PITTSFORD, NY, 14534-3827, United States
CRD 125580
Filing source
Form ADV 2094834 · Apr 14, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.