Investment adviser · CRD 144313

PROBABILITIES FUND MANAGEMENT, LLC

Investment adviser filing (IA)

BELLEVUE, WA, United States · Form ADV filed Mar 29, 2023

Regulatory AUM: $18.9M
Client accounts: 15
Employees: 3
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	2	$9,093,293	48.1%
High-net-worth individuals	Fewer than 5	$7,403,736	39.2%
Corporations & businesses	Fewer than 5	$2,000,000	10.6%
Individuals	7	$337,060	1.8%
Retirement plans	Fewer than 5	$59,204	0.3%

Filing source

Form ADV 1739735 · Mar 29, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROBABILITIES FUND, LPHedge Fund · Last reported Apr 5, 2013$7.67MGross asset value

Fund administrator CORE FUND SOLUTIONS MOUNTAIN VIEW, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-7244922296
Reported beneficial owners: 17
Minimum commitment: $1M

Form ADV 714182 · Apr 5, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2023. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

10655 MAIN STREET, SUITE 612
BELLEVUE, WA, 98004, United States

CRD 144313

Filing source

Form ADV 1739735 · Mar 29, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.