Investment adviser · CRD 110666
WEALTHSPIRE ADVISORS
Investment adviser filing (IA)
PRIVATE OCEAN, LLC
SAN RAFAEL, CA, United States · Form ADV filed Apr 29, 2024
- Regulatory AUM
- $2.82B Form ADV · Item 5.F
- Client accounts
- 944 Accounts, not individual clients
- Employees
- 45 Reported in this filing
- Advisory professionals
- 21 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 662 | $2,669,077,774 | 94.7% |
| Individuals | 275 | $137,422,894 | 4.9% |
| Charities | Fewer than 5 | $6,825,873 | 0.2% |
| Retirement plans | Fewer than 5 | $3,252,060 | 0.1% |
| Corporations & businesses | Fewer than 5 | $2,758,251 | 0.1% |
Filing source
Form ADV 1871549 · Apr 29, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 29, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
100 SMITH RANCH RD., SUITE 300SAN RAFAEL, CA, 94903, United States
CRD 110666
Filing source
Form ADV 1871549 · Apr 29, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.