Investment adviser · CRD 160559

PRIVATE EQUITY INVESTORS, INC.

Investment adviser filing (IA)

PRIVATE EQUITY INVESTORS, INC

NEW YORK, NY, United States · Form ADV filed Mar 27, 2026

Regulatory AUM: $85.4M
Client accounts: 2
Employees: 4
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$85,434,076	100.0%

Filing source

Form ADV 2074655 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRIVATE EQUITY INVESTMENT FUND V, L.P.Private Equity Fund · Last reported Mar 27, 2026$79.1MGross asset value

Fund administrator MACIAS GINI & O'CONNELL LLP MELVILLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Custodian SVB, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Marketer KATAMA SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER, LLP
PCAOB 274

PERSHING LLC
SEC 8-17574

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

KATAMA SECURITIES LLC
CRD 124667 · SEC 8-65708

THOMAS WEISEL PARTNERS LLC
CRD 46237 · SEC 8-51354

Fund details & source

Fund ID: 805-4067146732
Reported beneficial owners: 72
Minimum commitment: $100K

Form ADV 2074655 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIVATE EQUITY INVESTMENT FUND IV, L.P.Private Equity Fund · Last reported Mar 27, 2026$6.34MGross asset value

Fund administrator MACIAS GINI & O'CONNELL LLP MELVILLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Custodian SVB, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Marketer KATAMA SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER, LLP
PCAOB 274

PERSHING LLC
SEC 8-17574

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

KATAMA SECURITIES LLC
CRD 124667 · SEC 8-65708

THOMAS WEISEL PARTNERS LLC
CRD 46237 · SEC 8-51354

Fund details & source

Fund ID: 805-4784289883
Reported beneficial owners: 104
Minimum commitment: $50K

Form ADV 2074655 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEI CAPITAL PARTNERS II, L.P.Private Equity Fund · Last reported Apr 30, 2014$3.37MGross asset value

Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States

Custodian THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Marketer STANWICH ADVISORS LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

THOMAS WEISEL PARTNERS LLC
SEC 8-51354

STANWICH ADVISORS LLC
CRD 124667 · SEC 8-65708

THOMAS WEISEL PARTNERS LLC
CRD 46237 · SEC 8-51354

Fund details & source

Fund ID: 805-1026588575
Reported beneficial owners: 4
Minimum commitment: $2.5M

Form ADV 821062 · Apr 30, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEI CAPITAL PARTNERS, L.P.Private Equity Fund · Last reported Mar 18, 2015$2.03MGross asset value

Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States

Custodian THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Marketer STANWICH ADVISORS LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

THOMAS WEISEL PARTNERS LLC
SEC 8-51354

STANWICH ADVISORS LLC
CRD 124667 · SEC 8-65708

THOMAS WEISEL PARTNERS LLC
CRD 46237 · SEC 8-51354

Fund details & source

Fund ID: 805-6843776707
Reported beneficial owners: 13
Minimum commitment: $200K

Form ADV 884051 · Mar 18, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIVATE EQUITY INVESTMENT FUND III L.P.Private Equity Fund · Last reported Mar 18, 2015$334KGross asset value

Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States

Custodian THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Marketer STANWICH ADVISORS LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

THOMAS WEISEL PARTNERS LLC
SEC 8-51354

STANWICH ADVISORS LLC
CRD 124667 · SEC 8-65708

THOMAS WEISEL PARTNERS LLC
CRD 46237 · SEC 8-51354

Fund details & source

Fund ID: 805-3696607133
Reported beneficial owners: 9
Minimum commitment: $200K

Form ADV 884051 · Mar 18, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

505 PARK AVENUE, 4TH FLOOR
NEW YORK, NY, 10022-1106, United States

CRD 160559

Filing source

Form ADV 2074655 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.