Investment adviser · CRD 131467

PRISMA

Investment adviser filing (IA)

PRISMA CAPITAL PARTNERS LP

NEW YORK, NY, United States · Form ADV filed Oct 3, 2018

Regulatory AUM: $8.82B
Client accounts: 44
Employees: 54
Advisory professionals: 28

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	38	$8,054,448,962	91.3%
Government entities	Fewer than 5	$607,668,514	6.9%
Retirement plans	Fewer than 5	$158,100,489	1.8%

Filing source

Form ADV 1240438 · Oct 3, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

PRISMA SPECTRUM FUND LTDHedge Fund · Last reported Oct 3, 2018$2.62BGross asset value

Feeder funds

PRISMA GLOBAL MULTI-STRATEGY FUND

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer BANCO ITAÚ (SUISSE) SA ZURICH, Switzerland Related to adviser: No

Marketer BROOKVINE INVESTMENT ADVISERS PTY LTD WOOLLAHRA, Australia Related to adviser: No

Marketer CIBC PRIVATE WEALTH ADVISORS, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY ASIA LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer MORGAN STANLEY ASIA (SINGAPORE) PTE. SINGAPORE, Singapore Related to adviser: No

Marketer MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: No

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

CIBC PRIVATE WEALTH ADVISORS, INC.
CRD 109644 · SEC 801-57986

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

MORGAN STANLEY
CRD 149777 · SEC 801-70103

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Fund details & source

Fund ID: 805-6597863991
Reported beneficial owners: 134
Minimum commitment: $500K
Form D file number: 021-129080

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRISMA SPECTRUM FUND LPHedge Fund · Last reported Oct 3, 2018$760MGross asset value

Feeder funds

PRISMA SELECT FUND LLC
PRISMA SELECT FUND II LP

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States