Investment adviser · CRD 340003
PRISM PLANNING AND SOLUTIONS GROUP
Investment adviser filing (IA)
PPSGRP LLC
WHITE PLAINS, NY, United States · Form ADV filed Aug 7, 2026
- Regulatory AUM
- $157M Form ADV · Item 5.F
- Client accounts
- 426 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 426 | $157,013,593 | 100.0% |
Filing source
Form ADV 2124526 · Aug 7, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 7, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
777 WESTCHESTER AVE., SUITE 101WHITE PLAINS, NY, 10604, United States
CRD 340003
Filing source
Form ADV 2124526 · Aug 7, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.