Investment adviser · CRD 285552

PRISM CAPITAL ADVISORS, LLC

Investment adviser filing (IA)

SCOTTSDALE, AZ, United States · Form ADV filed Aug 7, 2017

Regulatory AUM
$21.5M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRISM ALT INCOME FUND, LLCHedge Fund · Last reported Aug 7, 2017$21.5MGross asset value

Form D fundraising filings

Prism Alt Income Fund, LLC

Fund administrator GEMINI FUND SERVICES, LLC HAUPPAGUE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFFMAN ROSSIN MIAMI, Florida, United States
Custodian BMO HARRIS FINANCIAL ADVISORS, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BMO HARRIS FINANCIAL ADVISORS, INC.
SEC 8-67064

Fund details & source
Fund ID
805-3726680072
Reported beneficial owners
70
Minimum commitment
$25K
Form D file number
021-280129

Form ADV 1132590 · Aug 7, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAIF-MS, LLCHedge Fund · Last reported Aug 7, 2017$10.5MGross asset value
Fund administrator GEMINI FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN ROSSIN MIAMI, Florida, United States
Custodian JP MORGAN CHASE BANK, NA PHOENIX, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5624078226
Reported beneficial owners
1
Minimum commitment
$50K
Form D file number
021-27066

Form ADV 1132590 · Aug 7, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 7, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

15333 N. PIMA ROAD, SUITE 225
SCOTTSDALE, AZ, 85260, United States

CRD 285552

Filing source

Form ADV 1132590 · Aug 7, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.