Investment adviser · CRD 152555

PRISM ADVISORY GROUP, LLC

Investment adviser filing (IA)

NEWTOWN, PA, United States · Form ADV filed Mar 26, 2021

Regulatory AUM: $184M
Client accounts: 553
Employees: 6
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	64	$152,302,334	82.6%
Individuals	88	$30,465,165	16.5%
Retirement plans	Fewer than 5	$960,622	0.5%
Corporations & businesses	Fewer than 5	$669,406	0.4%

Filing source

Form ADV 1479282 · Mar 26, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRISM JADE FUND LPHedge Fund · Last reported Mar 26, 2021$23.5MGross asset value

Fund administrator NAV CONSULTING, INC. OAKBROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MENGEL METZGER BARR & CO LLP ROCHESTER, New York, United States

Custodian CHARLES SCHWAB WESTLAKE, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MENGEL METZGER BARR & CO LLP
PCAOB 557

Fund details & source

Fund ID: 805-8435927445
Reported beneficial owners: 38
Minimum commitment: $50K
Form D file number: 021-140800

Form ADV 1479282 · Mar 26, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed

Principal office

4 CAUFIELD PLACE, SUITE 102
NEWTOWN, PA, 18940, United States

CRD 152555

Filing source

Form ADV 1479282 · Mar 26, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.