Investment adviser · CRD 131345
PRINCIPLED ADVISORS, INC.
Investment adviser filing (IA)
STATEN ISLAND, NY, United States · Form ADV filed Mar 8, 2022
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 85 | Not reported | Not reported |
| High-net-worth individuals | 5 | Not reported | Not reported |
| Retirement plans | 55 | Not reported | Not reported |
Filing source
Form ADV 1617060 · Mar 8, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 8, 2022. View historical filings
Reported services
Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed · Commissions
Principal office
1110 SOUTH AVENUESTATEN ISLAND, NY, 10314, United States
CRD 131345
Filing source
Form ADV 1617060 · Mar 8, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.