Investment adviser · CRD 296751

PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED

Investment adviser filing (IA)

WAN CHAI, Hong Kong · Form ADV filed Nov 14, 2022

Regulatory AUM
$3.39B
Form ADV · Item 5.F
Client accounts
25
Accounts, not individual clients
Employees
25
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$1,580,480,44346.6%
Banks & thriftsFewer than 5$1,515,756,28844.7%
Sovereign wealth & foreign institutionsFewer than 5$236,866,2767.0%
Corporations & businessesFewer than 5$35,581,3741.0%
Retirement plansFewer than 5$22,943,8130.7%
IndividualsFewer than 5$00.0%
High-net-worth individualsFewer than 5$00.0%
CharitiesFewer than 5$00.0%
Government entitiesFewer than 5$00.0%
Other investment advisersFewer than 5$00.0%
Insurance companiesFewer than 5$00.0%
Filing source

Form ADV 1687999 · Nov 14, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Nov 14, 2022. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

UNIT 1001-2 CENTRAL PLAZA, 18 HARBOUR ROAD
WAN CHAI, Hong Kong

CRD 296751

Filing source

Form ADV 1687999 · Nov 14, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.