Investment adviser · CRD 105594
PRINCIPAL FINANCIAL ADVISORS, INC.
Investment adviser filing (IA)
DES MOINES, IA, United States · Form ADV filed Mar 30, 2020
- Regulatory AUM
- $8.96B Form ADV · Item 5.F
- Client accounts
- 299 Accounts, not individual clients
- Employees
- 31 Reported in this filing
- Advisory professionals
- 16 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 208 | $7,962,694,358 | 88.8% |
| Government entities | 90 | $932,558,012 | 10.4% |
| Pooled investment vehicles | 1 | $68,014,534 | 0.8% |
Filing source
Form ADV 1382112 · Mar 30, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 30, 2020. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Fixed
Principal office
801 GRAND AVENUEDES MOINES, IA, 50309-0001, United States
CRD 105594
Filing source
Form ADV 1382112 · Mar 30, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.