Investment adviser · CRD 15340

CETERA INVESTMENT SERVICES LLC

Investment adviser filing (IA)

ST CLOUD, MN, United States · Form ADV filed Jan 31, 2014

Regulatory AUM
$1.19B
Form ADV · Item 5.F
Client accounts
5,540
Accounts, not individual clients
Employees
718
Reported in this filing
Advisory professionals
718
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 31, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

400 FIRST ST SOUTH STE 300
ST CLOUD, MN, 56301-3600, United States

CRD 15340

Filing source

Form ADV 763201 · Jan 31, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.