Investment adviser · CRD 288712
PRIME CAPITAL FINANCIAL
Investment adviser filing (IA)
PRIME CAPITAL INVESTMENT ADVISORS, LLC
OVERLAND PARK, KS, United States · Form ADV filed Jun 1, 2026
- Regulatory AUM
- $39.1B Form ADV · Item 5.F
- Client accounts
- 55,376 Accounts, not individual clients
- Employees
- 460 Reported in this filing
- Advisory professionals
- 261 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 1,378 | $17,733,623,037 | 45.3% |
| High-net-worth individuals | 5,571 | $12,981,463,331 | 33.2% |
| Individuals | 16,558 | $5,837,694,883 | 14.9% |
| Pooled investment vehicles | 1 | $1,804,403,050 | 4.6% |
| Corporations & businesses | 382 | $738,960,230 | 1.9% |
| Charities | 75 | $43,463,340 | 0.1% |
Filing source
Form ADV 2110188 · Jun 1, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 1, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6201 COLLEGE BLVD., SUITE #150OVERLAND PARK, KS, 66211, United States
CRD 288712
Filing source
Form ADV 2110188 · Jun 1, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.