Investment adviser · CRD 288266

PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 6, 2026

Regulatory AUM: $6.14B
Client accounts: 11
Employees: 38
Advisory professionals: 22

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$6,136,225,934	100.0%

Filing source

Form ADV 2103236 · May 6, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRIMARY WAVE MUSIC IP FUND 4, LPPrivate Equity Fund · Last reported May 6, 2026$2.14BGross asset value

Form D fundraising filings

Primary Wave Music IP Fund 4, LP

Feeder funds

PRIMARY WAVE MUSIC F4 FEEDER, LP
PRIMARY WAVE MUSIC F4 OFFSHORE FEEDER LP
PW F4 A FEEDER LP

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator UMB FUND SERVICES, INC. KANSAS CITY, Missouri, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Custodian UMB BANK KANSAS CITY, Missouri, United States Related to adviser: No

Marketer BROOKFIELD PRIVATE ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Marketer FDX CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

UMB BANK
LEI VNOO6EITDJ2YUEBMSZ83

BROOKFIELD PRIVATE ADVISORS LLC
CRD 151423 · SEC 8-68370

FDX CAPITAL LLC
CRD 119302 · SEC 8-65170

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source

Fund ID: 805-2614080215
Reported beneficial owners: 89
Minimum commitment: $5M
Form D file number: 021-492866

Form ADV 2103236 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIMARY WAVE MUSIC IP HOLDINGS, LPPrivate Equity Fund · Last reported May 6, 2026$1.16BGross asset value

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Custodian WSFS FINANCIAL COPRORATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

WSFS FINANCIAL COPRORATION
LEI 549300SU7VQHD6QRG886

Fund details & source

Fund ID: 805-1337048609
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 2103236 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIMARY WAVE MUSIC IP FUND 3, LPPrivate Equity Fund · Last reported May 6, 2026$1.16BGross asset value

Form D fundraising filings

Primary Wave Music IP Fund 3, LP

Feeder funds

PRIMARY WAVE MUSIC F3 ONTARIO FEEDER LP
PRIMARY WAVE MUSIC FEEDER, LP

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source

Fund ID: 805-5512850448
Reported beneficial owners: 101
Minimum commitment: $5M
Form D file number: 021-389449

Form ADV 2103236 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIMARY WAVE MUSIC IP FUND 2, LPPrivate Equity Fund · Last reported May 6, 2026$978MGross asset value

Form D fundraising filings

Primary Wave Music IP Fund 2, LP

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source

Fund ID: 805-4005740330
Reported beneficial owners: 42
Minimum commitment: $5M
Form D file number: 021-332832

Form ADV 2103236 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIMARY WAVE MUSIC IP FUND 1 LPPrivate Equity Fund · Last reported May 6, 2026$675MGross asset value

Form D fundraising filings

Primary Wave Music IP Fund I LP

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source

Fund ID: 805-3466259074
Reported beneficial owners: 20
Minimum commitment: $5M
Form D file number: 021-265368

Form ADV 2103236 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIMARY WAVE MUSIC PRINCE COINVEST, LPPrivate Equity Fund · Last reported May 6, 2026$21.5MGross asset value

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-4168565476
Reported beneficial owners: 14
Minimum commitment: $0

Form ADV 2103236 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PW PUBLISHING PARTNERS, LLCPrivate Equity Fund · Last reported Nov 8, 2022$70.5MGross asset value

Fund administrator SANNE GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-2708467194
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1687107 · Nov 8, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 6, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1165 BROADWAY, 5TH FLOOR
NEW YORK, NY, 10001, United States

CRD 288266

Filing source

Form ADV 2103236 · May 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.