PRIMA CAPITAL ADVISORS – investment adviser, $9.53B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Sovereign wealth & foreign institutions	Fewer than 5	$5,345,318,800	56.1%
Government entities	Fewer than 5	$1,351,578,037	14.2%
Other clients	12	$1,160,768,366	12.2%
Insurance companies	10	$917,994,815	9.6%
Pooled investment vehicles	3	$754,464,668	7.9%

Filing source

Form ADV 1880768 · Jun 7, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRIMA MORTGAGE INVESTMENT TRUST, LLCOther Private Fund · Last reported Mar 16, 2015$901MGross asset value

Auditor KPMG FINANCIAL SERVICES NEW YORK, New York, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-6935945932
Reported beneficial owners: 25
Minimum commitment: $0

Form ADV 868705 · Mar 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PMIT MASTER FUND, LLCOther Private Fund · Last reported Jun 7, 2024$709MGross asset value

Feeder funds

PRIMA MORTGAGE INVESTMENT TRUST, LLC

Auditor KPMG LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer PRIMA EUROPE LTD LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG LLP
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYLSQZYBD857L73M02

Fund details & source

Fund ID: 805-6457145729
Reported beneficial owners: 44
Minimum commitment: $0
Form D file number: 021-1690716

Form ADV 1880768 · Jun 7, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRIMA CORE DEBT FUND I, LLCOther Private Fund · Last reported Mar 29, 2018$0Gross asset value

Auditor KPMG FINANCIAL SERVICES NEW YORK, New York, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG FINANCIAL SERVICES
PCAOB 185

Fund details & source

Fund ID: 805-8893069473
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1185319 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 7, 2024. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2 OVERHILL ROAD, SUITE 215
SCARSDALE, NY, 10583, United States

CRD 124719

Filing source

Form ADV 1880768 · Jun 7, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.