Investment adviser · CRD 115220

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

Investment adviser filing (IA)

TULSA, OK, United States · Form ADV filed Mar 27, 2026

Regulatory AUM: $1.3B
Client accounts: 5
Employees: 6
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$1,092,850,393	84.2%
Charities	1	$205,537,645	15.8%

Filing source

Form ADV 2046899 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P,.Hedge Fund · Last reported Mar 27, 2026$638MGross asset value

Feeder funds

PRESCOTT GROUP AGGRESSIVE SMALL CAP II, L.P.
PRESCOTT GROUP AGGRESSIVE SMALL CAP, L.P.

Auditor HOGANTAYLOR LLP TULSA, Oklahoma, United States

Custodian BANK OF OKLAHOMA TULSA, Oklahoma, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC PICKWICK PLAZA, Connecticut, United States Related to adviser: No

Custodian PROSPERITY BANK TULSA, Oklahoma, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Prime broker INTERACTIVE BROKERS LLC PICKWICK, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

HOGANTAYLOR LLP
PCAOB 483

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-3986130162
Reported beneficial owners: 84
Minimum commitment: $400K

Form ADV 2046899 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRESCOTT GROUP AGGRESSIVE MID CAP, L.P.Hedge Fund · Last reported Mar 27, 2026$437MGross asset value

Auditor HOGANTAYLOR LLP TULSA, Oklahoma, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian PROSPERITY BANK TULSA, Oklahoma, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

HOGANTAYLOR LLP
PCAOB 483

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-1803131747
Reported beneficial owners: 80
Minimum commitment: $400K

Form ADV 2046899 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRESCOTT GROUP TRADITION FUND, L.P.Hedge Fund · Last reported Mar 27, 2026$17.4MGross asset value

Auditor HOGANTAYLOR LLP TULSA, Oklahoma, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian PROSPERITY BANK TULSA, Oklahoma, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

HOGANTAYLOR LLP
PCAOB 483

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-9213548765
Reported beneficial owners: 8
Minimum commitment: $250K

Form ADV 2046899 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRESCOTT GROUP MID CAP, L.P.Hedge Fund · Last reported Apr 11, 2013$4.64MGross asset value

Auditor HOGANTAYLOR LLP TULSA, Oklahoma, United States

Custodian AMERIPRISE FINANCIAL SERVICES, INC. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Custodian TD AMERITRADE, INC. BENSALEM, Pennsylvania, United States Related to adviser: No

Custodian THE F&M BANK & TRUST COMPANY TULSA, Oklahoma, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

AMERIPRISE FINANCIAL SERVICES, INC.
SEC 8-16791

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-9637592272
Reported beneficial owners: 14
Minimum commitment: $250K

Form ADV 727333 · Apr 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1924 S. UTICA AVE, SUITE 1120
TULSA, OK, 74104, United States

CRD 115220

Filing source

Form ADV 2046899 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.