Investment adviser · CRD 110928
PRENTISS SMITH & COMPANY, INC.
Investment adviser filing (IA)
BRATTLEBORO, VT, United States · Form ADV filed Jun 18, 2026
- Regulatory AUM
- $453M Form ADV · Item 5.F
- Client accounts
- 622 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 290 | $258,122,883 | 57.0% |
| High-net-worth individuals | 10 | $152,354,349 | 33.6% |
| Corporations & businesses | 9 | $34,929,090 | 7.7% |
| Charities | 10 | $7,643,958 | 1.7% |
Filing source
Form ADV 2114178 · Jun 18, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 18, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets
Principal office
950 WESTERN AVENUEBRATTLEBORO, VT, 05301, United States
CRD 110928
Filing source
Form ADV 2114178 · Jun 18, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.