Investment adviser · CRD 149921

PREMIUM POINT INVESTMENTS

Investment adviser filing (IA)

PREMIUM POINT INVESTMENTS LP

NEW YORK, NY, United States · Form ADV filed May 12, 2017

Regulatory AUM
$84.5M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PREMIUM POINT MASTER MORTGAGE CREDIT FUND, LTDHedge Fund · Last reported May 12, 2017$41.7MGross asset value

Feeder funds

Fund administrator U.S. BANCORP SERVICES, LTD. CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2719878043
Reported beneficial owners
53
Minimum commitment
$5M
Form D file number
021-143112

Form ADV 1108779 · May 12, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PREMIUM POINT MASTER NEW ISSUE OPPORTUNITY FUND, LTD.Private Equity Fund · Last reported May 12, 2017$37.9MGross asset value

Feeder funds

  • PREMIUM POINT NEW ISSUE OPPORTUNITY FUND LP
  • PREMIUM POINT OFFSHORE NEW ISSUE OPPORTUNITY FUND, LTD.
Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian WELLS FARGO BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-7821228773
Reported beneficial owners
53
Minimum commitment
$5M

Form ADV 1108779 · May 12, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PREMIUM POINT ERISA MASTER MORTGAGE CREDIT FUND, LTDHedge Fund · Last reported May 12, 2017$4.93MGross asset value

Feeder funds

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NY, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-8208395807
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-138584

Form ADV 1108779 · May 12, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPI MARKET STREET, LPHedge Fund · Last reported Mar 31, 2014$217MGross asset value

Form D fundraising filings

PPI Market Street Fund, LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2796426304
Reported beneficial owners
1
Minimum commitment
$5M
Form D file number
021-173351

Form ADV 802646 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PREMIUM POINT MASTER CREDIT FUND, LTDHedge Fund · Last reported Mar 30, 2012$58.6MGross asset value

Feeder funds

  • PREMIUM POINT CREDIT FUND, LP
  • PREMIUM POINT OFFSHORE CREDIT FUND, LTD
Fund administrator AIS FUND ADMINISTRATION, LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-4024159442
Reported beneficial owners
5
Minimum commitment
$5M
Form D file number
021-173352

Form ADV 613964 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 12, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Not reported in these imported fields

Principal office

1330 AVENUE OF THE AMERICAS, 23RD FLOOR
NEW YORK, NY, 10019, United States

CRD 149921

Filing source

Form ADV 1108779 · May 12, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.