Investment adviser · CRD 158105

PRELUDE CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $2.39B
Client accounts: 18
Employees: 32
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	18	$2,388,923,435	100.0%

Filing source

Form ADV 2081706 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRELUDE STRUCTURED ALTERNATIVES MASTER FUND, LPHedge Fund · Last reported Mar 31, 2026$1.27BGross asset value

Form D fundraising filings

Prelude Structured Alternatives Master Fund, LP

Feeder funds

PRELUDE PROPRIETARY INVESTORS FUND, LP
PRELUDE STRUCTURED ALTERNATIVES FUND, LP
PRELUDE STRUCTURED ALTERNATIVES OFFSHORE, LTD
PRELUDE STRUCTURED ALTERNATIVES SLP LTD

Fund administrator NAV CONSULTING INC OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian ADM INVESTOR INC CHICAGO, Illinois, United States Related to adviser: No

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No

Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian SOCIETE GENERALE INTERNATIONAL LTD LONDON, United Kingdom Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker CICC FINANCIAL TRADING LIMITED BEIJING, China

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MACQUARIE BANK LIMITED SYDNEY, Australia

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MAREX CAPITAL MARKETS INC.
SEC 8-69039

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

SG AMERICAS SECURITIES, LLC
SEC 8-66125

UBS SECURITIES LLC
SEC 8-22651

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

PERSHING LLC
CRD 7560 · SEC 8-17574

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-2495224621
Reported beneficial owners: 81
Minimum commitment: $0
Form D file number: 021-361257

Form ADV 2081706 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRELUDE OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 31, 2026$793MGross asset value

Form D fundraising filings

Prelude Opportunity Fund, LP