Investment adviser · CRD 298746
PRATTES WEALTH PARTNERS
Investment adviser filing (IA)
JASON A PRATTES FINANCIAL INC
NEWPORT BEACH, CA, United States · Form ADV filed Apr 6, 2026
- Regulatory AUM
- $244M Form ADV · Item 5.F
- Client accounts
- 105 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 42 | $143,810,975 | 59.0% |
| Retirement plans | 9 | $60,136,000 | 24.7% |
| Pooled investment vehicles | 5 | $25,022,826 | 10.3% |
| Individuals | 49 | $14,583,232 | 6.0% |
Filing source
Form ADV 2091099 · Apr 6, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
OPPORTUNISTIC PRIVATE ALLOCATION FUND, LLC - SERIES BHedge Fund · Last reported Apr 6, 2026$10.1MGross asset value
Form D fundraising filings
Opportunistic Private Allocation Fund, LLC - Series B
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ASHLAND PARTNERS & COMPANY
PCAOB 3783
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-8961301489
- Reported beneficial owners
- 10
- Minimum commitment
- $500K
- Form D file number
- 021-533352
Form ADV 2091099 · Apr 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPORTUNISTIC PRIVATE ALLOCATION FUND, LLC - SERIES CHedge Fund · Last reported Apr 6, 2026$4.98MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ASHLAND PARTNERS & COMPANY
PCAOB 3783
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-8961081612
- Reported beneficial owners
- 5
- Minimum commitment
- $500K
- Form D file number
- 021-533352
Form ADV 2091099 · Apr 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPORTUNISTIC PRIVATE ALLOCATION FUND, LLC - SERIES AHedge Fund · Last reported Apr 6, 2026$2.84MGross asset value
Form D fundraising filings
Opportunistic Private Allocation Fund, LLC - Series A
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ASHLAND PARTNERS & COMPANY
PCAOB 3783
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-9610531939
- Reported beneficial owners
- 4
- Minimum commitment
- $500K
- Form D file number
- 021-533348
Form ADV 2091099 · Apr 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SONICS56 LLCOther Private Fund · Last reported Apr 6, 2026$2.05MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-7965533148
- Reported beneficial owners
- 9
- Minimum commitment
- $100K
Form ADV 2091099 · Apr 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPORTUNISTIC PRIVATE ALLOCATION FUND, LLC - SERIES DHedge Fund · Last reported Apr 6, 2026$362KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ASHLAND PARTNERS & COMPANY
PCAOB 3783
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-2962959410
- Reported beneficial owners
- 6
- Minimum commitment
- $500K
- Form D file number
- 021-533352
Form ADV 2091099 · Apr 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Apr 6, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Performance-based
Principal office
620 NEWPORT CENTER DRIVE, SUITE 1100NEWPORT BEACH, CA, 92660, United States
CRD 298746
Filing source
Form ADV 2091099 · Apr 6, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.