Investment adviser · CRD 297186
PPM LOAN MANAGEMENT COMPANY 2, LLC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Aug 5, 2026
- Regulatory AUM
- $2.72B Form ADV · Item 5.F
- Client accounts
- 8 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 8 | $2,723,359,751 | 100.0% |
Filing source
Form ADV 2122205 · Aug 5, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
8 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
PPM CLO 8 LTD.Securitized Asset Fund · Last reported Aug 5, 2026$394MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-7118241835
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PPM CLO 7 LTD.Securitized Asset Fund · Last reported Aug 5, 2026$387MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-5272212986
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PPM CLO 6-R LTD.Securitized Asset Fund · Last reported Aug 5, 2026$377MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-4447266807
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PPM CLO 5 LTD.Securitized Asset Fund · Last reported Aug 5, 2026$373MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-8659002315
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PPM CLO 2 LTD.Securitized Asset Fund · Last reported Aug 5, 2026$372MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-5328062334
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PPM CLO 3 LTD.Securitized Asset Fund · Last reported Aug 5, 2026$369MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-2160624544
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PPM CLO 4 LTD.Securitized Asset Fund · Last reported Aug 5, 2026$338MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-5650336997
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2122205 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Aug 5, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
225 W WACKER DR, SUITE 1200CHICAGO, IL, 60606, United States
CRD 297186
Filing source
Form ADV 2122205 · Aug 5, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.