Investment adviser · CRD 107269

PPM AMERICA INC

Investment adviser filing (IA)

PPM AMERICA, INC.

CHICAGO, IL, United States · Form ADV filed May 29, 2026

Regulatory AUM: $93.8B
Client accounts: 67
Employees: 217
Advisory professionals: 117

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	15	$74,113,656,884	79.0%
Pooled investment vehicles	26	$11,737,530,142	12.5%
Other investment advisers	Fewer than 5	$4,420,773,004	4.7%
Investment companies	1	$3,435,474,032	3.7%
Retirement plans	Fewer than 5	$52,455,032	0.1%
Corporations & businesses	Fewer than 5	$32,181,639	0.0%
High-net-worth individuals	Fewer than 5	$1,541,700	0.0%

Filing source

Form ADV 2109723 · May 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PPM AMERICA HIGH GRADE CBO I, LTD.Securitized Asset Fund · Last reported May 1, 2013$10.5MGross asset value

Fund administrator TRUSTEE: THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6124710234
Reported beneficial owners: 8
Minimum commitment: $3M

Form ADV 735021 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM AMERICA STRUCTURED FINANCE CBO I, LTD.Securitized Asset Fund · Last reported Dec 8, 2023$4.85MGross asset value

Fund administrator TRUSTEE: THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-3914774452
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 1803668 · Dec 8, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PPM GRAYHAWK CLO, LTD.Securitized Asset Fund · Last reported Jan 25, 2021$593KGross asset value

Fund administrator TRUSTEE: THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-3220975743
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 1485334 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OLD HICKORY FUND I, LLCPrivate Equity Fund · Last reported Jun 4, 2018$369KGross asset value

Auditor KPMG LLC CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLC
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-5465545421
Reported beneficial owners: 62
Minimum commitment: $10K

Form ADV 1222224 · Jun 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

225 WEST WACKER DRIVE, SUITE 1200
CHICAGO, IL, 60606, United States

CRD 107269

Filing source

Form ADV 2109723 · May 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.