Investment adviser · CRD 160333

POWELL INVESTMENT ADVISORS, LLC

Investment adviser filing (IA)

MIAMI, FL, United States · Form ADV filed Mar 9, 2026

Regulatory AUM: $648M
Client accounts: 354
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	59	$586,701,908	90.5%
Pooled investment vehicles	2	$61,277,407	9.5%

Filing source

Form ADV 2066762 · Mar 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CEF TOTAL RETURN OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 9, 2026$28.1MGross asset value

Form D fundraising filings

CEF Total Return Opportunity Fund LP

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP PALM BEACH GARDENS, Florida, United States

Custodian PERSHING, LLC MIAMI, Florida, United States Related to adviser: No

Prime broker COWEN AND COMPANY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

Fund details & source

Fund ID: 805-6568099585
Reported beneficial owners: 19
Minimum commitment: $500K
Form D file number: 021-188679

Form ADV 2066762 · Mar 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 9, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

3444 MAIN HIGHWAY, SECOND FLOOR
MIAMI, FL, 33133, United States

CRD 160333

Filing source

Form ADV 2066762 · Mar 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.