Investment adviser · CRD 288994

POWELL CAPITAL

Investment adviser filing (IA)

POWELL CAPITAL LLC

GIG HARBOR, WA, United States · Form ADV filed Jun 19, 2019

Regulatory AUM
$9.26M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies1$9,255,900100.0%
IndividualsFewer than 5$00.0%
High-net-worth individualsFewer than 5$00.0%
Banks & thriftsFewer than 5$00.0%
Retirement plansFewer than 5$00.0%
CharitiesFewer than 5$00.0%
Government entitiesFewer than 5$00.0%
Other investment advisersFewer than 5$00.0%
Insurance companiesFewer than 5$00.0%
Sovereign wealth & foreign institutionsFewer than 5$00.0%
Corporations & businessesFewer than 5$00.0%
Filing source

Form ADV 1330270 · Jun 19, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 19, 2019. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets

Principal office

7191 WAGNER WAY, NW, SUITE 304
GIG HARBOR, WA, 98335, United States

CRD 288994

Filing source

Form ADV 1330270 · Jun 19, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.