POTRERO CAPITAL RESEARCH, LLC – investment adviser, $420M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$419,641,644	100.0%

Filing source

Form ADV 2062757 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POTRERO INSTITUTIONAL FUND LTD.Hedge Fund · Last reported Mar 27, 2026$175MGross asset value

Form D fundraising filings

Potrero Institutional Fund, Ltd

Fund administrator STONE COAST FUND SERVICES LTD. PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7090228892
Reported beneficial owners: 1
Minimum commitment: $31.3M
Form D file number: 021-368595

Form ADV 2062757 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POTRERO CAPITAL RESEARCH PARTNERS II, L.P.Hedge Fund · Last reported Mar 27, 2026$130MGross asset value

Form D fundraising filings

Potrero Capital Research Partners II, L.P.

Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer UHLMANN PRICE SECURITIES, LLC SKOKIE, Illinois, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

PERSHING LLC
SEC 8-17574

UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7240901442
Reported beneficial owners: 42
Minimum commitment: $1M
Form D file number: 021-193641
Form D file number: 021-477802

Form ADV 2062757 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POTRERO CAPITAL RESEARCH PARTNERS, L.P.Hedge Fund · Last reported Mar 27, 2026$92.1MGross asset value

Form D fundraising filings

POTRERO CAPITAL RESEARCH PARTNERS LP

Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer UHLMANN PRICE SECURITIES, LLC SKOKIE, Illinois, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

PERSHING LLC
SEC 8-17574

UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7488010245
Reported beneficial owners: 71
Minimum commitment: $250K
Form D file number: 021-57151

Form ADV 2062757 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

235 MONTGOMERY STREET, SUITE 1010
SAN FRANCISCO, CA, 94104, United States

CRD 125909

Filing source

Form ADV 2062757 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.