Investment adviser · CRD 159887

POTOMAC RIVER CAPITAL

Investment adviser filing (IA)

POTOMAC RIVER CAPITAL LLC

WASHINGTON, DC, United States · Form ADV filed Sep 13, 2016

Regulatory AUM: $1.05B
Client accounts: 7
Employees: 17
Advisory professionals: 8

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POTOMAC RIVER CAPITAL MASTER FUND, L.P.Hedge Fund · Last reported Sep 13, 2016$200MGross asset value

Feeder funds

POTOMAC RIVER CAPITAL FUND 2, LTD.
POTOMAC RIVER CAPITAL PARTNERS 2, L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC BROOKLYN, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source

Fund ID: 805-2003141317
Reported beneficial owners: 12
Minimum commitment: $5M

Form ADV 1039762 · Sep 13, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POTOMAC RIVER CAPITAL SUB-MASTER FUND, LPHedge Fund · Last reported Apr 28, 2015$0Gross asset value

Feeder funds

POTOMAC RIVER CAPITAL FUND, LTD.
POTOMAC RIVER CAPITAL PARTNERS 2, L.P.

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian JP MORGAN CHASE BANK BROOKLYN, New York, United States Related to adviser: No

Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

Fund details & source

Fund ID: 805-5013006174
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 913816 · Apr 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 13, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1750 K STREET NW, SUITE 7E
WASHINGTON, DC, 20006, United States

CRD 159887

Filing source

Form ADV 1039762 · Sep 13, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.