Investment adviser · CRD 283900
PORTFOLIO123 ADVISOR
Investment adviser filing (IA)
PORTFOLIO123 SECURITIES LLC
CHICAGO, IL, United States · Form ADV filed Jul 28, 2020
- Regulatory AUM
- $1.2M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | Fewer than 5 | $1,200,000 | 100.0% |
Filing source
Form ADV 1424276 · Jul 28, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 28, 2020. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
401 S. LASALLE STREET, SUITE 1500CHICAGO, IL, 60605, United States
CRD 283900
Filing source
Form ADV 1424276 · Jul 28, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.