Investment adviser · CRD 8096

POPULAR SECURITIES, LLC

Investment adviser filing (IA)

HATO REY, PR, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $2.62B
Client accounts: 2,767
Employees: 91
Advisory professionals: 45

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	538	$1,495,302,453	57.1%
High-net-worth individuals	376	$458,060,331	17.5%
Retirement plans	486	$436,265,568	16.6%
Individuals	1,000	$226,908,315	8.7%
Charities	Fewer than 5	$3,966,831	0.2%

Filing source

Form ADV 2068255 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POPULAR MEZZANINE FUND, LLCPrivate Equity Fund · Last reported Mar 28, 2025$200MGross asset value

Auditor PRICE WATERHOUSE COOPER LLC SAN JUAN, Puerto Rico, United States

Custodian BANCO POPULAR DE PUERTO RICO SAN JUAN, Puerto Rico, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICE WATERHOUSE COOPER LLC
PCAOB 238

Fund details & source

Fund ID: 805-5484330562
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1965342 · Mar 28, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets

Principal office

POPULAR CENTER, 208 PONCE DE LEON, SUITE 1200
HATO REY, PR, 00918, United States

CRD 8096

Filing source

Form ADV 2068255 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.