Investment adviser · CRD 113584
POPE ASSET MANAGEMENT, LLC
Investment adviser filing (IA)
MEMPHIS, TN, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $115M Form ADV · Item 5.F
- Client accounts
- 59 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 57 | $106,305,841 | 92.6% |
| Charities | 2 | $8,458,016 | 7.4% |
Filing source
Form ADV 2083928 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
POPE INVESTMENTS II LLCHedge Fund · Last reported Mar 1, 2021$77.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MAYER HOFFMAN MCCANN P.C.
PCAOB 199
CHARLES SCHWAB & CO., INC.
SEC 8-16514
UBS SECURITIES LLC
SEC 8-22651
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-5868359060
- Reported beneficial owners
- 80
- Minimum commitment
- $250K
Form ADV 1499760 · Mar 1, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
POPE INVESTMENTS LLCHedge Fund · Last reported Mar 1, 2021$35.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MAYER HOFFMANN MCCANN P.C.
PCAOB 199
CHARLES SCHWAB & CO., INC.
SEC 8-16514
UBS SECURITIES LLC
SEC 8-22651
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-3319801023
- Reported beneficial owners
- 95
- Minimum commitment
- $250K
Form ADV 1499760 · Mar 1, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SOUTHERN ADVANCED MATERIALS LLCPrivate Equity Fund · Last reported Mar 1, 2021$585KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MAYER HOFFMAN MCCANN P.C.
PCAOB 199
FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097
Fund details & source
- Fund ID
- 805-6294999750
- Reported beneficial owners
- 50
- Minimum commitment
- $10K
Form ADV 1499760 · Mar 1, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CHINA ALARM HOLDINGS ACQUISITION LLCPrivate Equity Fund · Last reported Mar 1, 2021$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MAYER HOFFMANN MCCANN P.C.
PCAOB 199
Fund details & source
- Fund ID
- 805-9122792790
- Reported beneficial owners
- 91
- Minimum commitment
- $25K
Form ADV 1499760 · Mar 1, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
5100 POPLAR AVENUE, SUITE 3120MEMPHIS, TN, 38137, United States
CRD 113584
Filing source
Form ADV 2083928 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.