Investment adviser · CRD 159290

POMELO CAPITAL LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2018

Regulatory AUM: $435M
Client accounts: 5
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$435,019,477	100.0%

Filing source

Form ADV 1198505 · Mar 29, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POMELO MASTER FUND LTD.Hedge Fund · Last reported Mar 29, 2018$716MGross asset value

Feeder funds

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian BNP PARIBAS, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes

Custodian BNP PARIBAS PRIME BROKERAGE, INC. JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker BARCLAYS BANK PLC NEW YORK, New York, United States

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker BNP PARIBAS, NEW YORK BRANCH NEW YORK, New York, United States

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. JERSEY CITY, New Jersey, United States

Prime broker BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD JERSEY CITY, New Jersey, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-5115288729
Reported beneficial owners: 24
Minimum commitment: $1M
Form D file number: 021-173996
Form D file number: 021-173997

Form ADV 1198505 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

717 FIFTH AVENUE, SUITE 1403
NEW YORK, NY, 10022, United States

CRD 159290

Filing source

Form ADV 1198505 · Mar 29, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.