Investment adviser · CRD 330470
POLEN CAPITAL CLO MANAGEMENT, LLC
Investment adviser filing (IA)
WALTHAM, MA, United States · Form ADV filed Mar 26, 2026
- Regulatory AUM
- $808M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 46 Reported in this filing
- Advisory professionals
- 28 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $808,397,779 | 100.0% |
Filing source
Form ADV 2051774 · Mar 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
POLEN CAPITAL CLO 2025-1, LTD.Securitized Asset Fund · Last reported Mar 26, 2026$406MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI HPFHU0OQ28EN0NFVK49
Fund details & source
- Fund ID
- 805-7036057900
- Reported beneficial owners
- 0
- Minimum commitment
- $0
Form ADV 2051774 · Mar 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
POLEN CAPITAL CLO 2025-2, LTD.Securitized Asset Fund · Last reported Mar 26, 2026$403MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI HPFHU0OQ28EN0NFVK49
Fund details & source
- Fund ID
- 805-6809017985
- Reported beneficial owners
- 0
- Minimum commitment
- $0
Form ADV 2051774 · Mar 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 26, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1075 MAIN STREET, SUITE 320WALTHAM, MA, 02451, United States
CRD 330470
Filing source
Form ADV 2051774 · Mar 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.