Investment adviser · CRD 136133

POLAR CAPITAL

POLAR CAPITAL LLP

LONDON, United Kingdom · Form ADV filed Jun 30, 2023

Regulatory AUM: $25.1B
Client accounts: 40
Employees: 192
Advisory professionals: 55

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2022	$30,348,286,115	194	Jun 15, 2022
2023	$25,143,811,914	192	Jun 27, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	28	$23,716,522,974	94.3%
Other clients	10	$1,329,099,819	5.3%
Investment companies	2	$98,189,121	0.4%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1772541 · Jun 30, 2023 · Item 5.D

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICE (IRELAND) LIMITED

Fund administrator · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

23 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

POLAR CAPITAL FUNDS PLC - GLOBAL TECHNOLOGY FUNDHedge Fund$5.23BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICE (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-2657573429
Reported beneficial owners: 281
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- GLOBAL INSURANCE FUNDHedge Fund$2.61BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-2034543933
Reported beneficial owners: 198
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- BIOTECHNOLOGY FUNDHedge Fund$1.86BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-7606736230
Reported beneficial owners: 235
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- HEALTHCARE OPPORTUNITIES FUNDHedge Fund$1.64BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-2744744662
Reported beneficial owners: 206
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- UK VALUE OPPORTUNITIES FUNDHedge Fund$1.25BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-6010768689
Reported beneficial owners: 102
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- EMERGING MARKET STARS FUNDHedge Fund$1.17BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-5413682986
Reported beneficial owners: 120
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- GLOBAL CONVERTIBLE FUNDHedge Fund$1.02BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-1093942137
Reported beneficial owners: 94
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1772541 · Jun 30, 2023 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jun 27, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1772541 · Jun 30, 2023 · Items 1 & 5

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $25.1B
Non-discretionary: $0

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

16 PALACE STREET
LONDON, SW1E 5JD, United Kingdom

CRD 136133

Filing source

Form ADV 1772541 · Jun 30, 2023 · Items 1 & 5

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.