POLAR CAPITAL: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	24	$28,551,248,863	100.0%
Investment companies	1	$10,019,842	0.0%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported
Other clients	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1605261 · Feb 16, 2022 · Item 5.D

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

POLAR CAPITAL FUNDS PLC -- EMERGING MARKETS INCOME FUNDHedge Fund$46.3MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICE (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-5403527184
Reported beneficial owners: 68
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1605261 · Feb 16, 2022 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Oct 27, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1605261 · Feb 16, 2022 · Items 1 & 5

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $28.6B
Non-discretionary: $0

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

16 PALACE STREET
LONDON, SW1E 5JD, United Kingdom

CRD 136133

Filing source

Form ADV 1605261 · Feb 16, 2022 · Items 1 & 5

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.