Investment adviser · CRD 136133

POLAR CAPITAL

POLAR CAPITAL LLP

LONDON, United Kingdom · Form ADV filed Oct 27, 2021

Regulatory AUM: $28.6B
Client accounts: 25
Employees: 168
Advisory professionals: 55

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	24	$28,551,248,863	100.0%
Investment companies	1	$10,019,842	0.0%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported
Other clients	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1569246 · Oct 27, 2021 · Item 5.D

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

24 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

POLAR CAPITAL FUNDS PLC -- AUTOMATION AND ARTIFICIAL INTELLIGENCE FUNDHedge Fund$728MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-4279086840
Reported beneficial owners: 105
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- EMERGING MARKET STARS FUNDHedge Fund$490MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-5413682986
Reported beneficial owners: 68
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL EUROPEAN FORAGER FUND LIMITEDHedge Fund$456MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Polar Capital European Forager Fund Ltd

Fund administrator CENTAUR FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE AND TOUCHE GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian CREDIT SUISSE AG DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Prime broker CREDIT SUISSE AG DUBLIN, Ireland Other funds reporting this name →

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE AND TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-4161973518
Reported beneficial owners: 32
Minimum commitment: $119K
Form D file number: 021-110797

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- JAPAN VALUE FUNDHedge Fund$265MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICE (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-9821478614
Reported beneficial owners: 100
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- EUROPEAN EX UK INCOME FUNDHedge Fund$237MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-2179928659
Reported beneficial owners: 41
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- INCOME OPPORTUNITIES FUNDHedge Fund$115MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-7394247025
Reported beneficial owners: 46
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

POLAR CAPITAL FUNDS PLC -- HEALTHCARE BLUE CHIP FUNDHedge Fund$94.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

POLAR CAPITAL FUNDS PUBLIC LTD CO

Auditor DELOITTE DUBLIN, Ireland Other funds reporting this name →

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1193

Fund details & source

Fund ID: 805-5666514529
Reported beneficial owners: 39
Minimum commitment: $1
Form D file number: 021-42030

Form ADV 1569246 · Oct 27, 2021 · Schedule D 7.B.(1)

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1569246 · Oct 27, 2021 · Items 1 & 5

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $28.6B
Non-discretionary: $0

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

16 PALACE STREET
LONDON, SW1E 5JD, United Kingdom

CRD 136133

Filing source

Form ADV 1569246 · Oct 27, 2021 · Items 1 & 5

Reported by POLAR CAPITAL LLP (CRD 136133).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.