Investment adviser · CRD 342946
PLETTENBERG CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 2, 2026
- Regulatory AUM
- $50.5M Form ADV · Item 5.F
- Client accounts
- 8 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 7 | $49,500,000 | 98.0% |
| Corporations & businesses | 1 | $1,000,000 | 2.0% |
Filing source
Form ADV 2130456 · Sep 2, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GLOBAL CHAMPION FUNDOther Private Fund · Last reported Sep 2, 2026$500MGross asset value
Feeder funds
- GLOBAL CHAMPION FEEDER FUND
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 1323
CITCO CUSTODY LIMITED
LEI 549300SRZN1EMF77YK89
CLEAR STREET LLC
SEC 8-69972
Fund details & source
- Fund ID
- 805-9903812259
- Reported beneficial owners
- 90
- Minimum commitment
- $1M
Form ADV 2130456 · Sep 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KAMINSKY CAPITAL FUND LPHedge Fund · Last reported Sep 2, 2026$6.5MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CLEAR STREET LLC
SEC 8-69972
INTERACTIVE BROKERS LLC
SEC 8-47257
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-1693010485
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-540867
Form ADV 2130456 · Sep 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PLETTENBERG CAPITAL, LPHedge Fund · Last reported Sep 2, 2026$3MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO., LLP
PCAOB 673
CLEAR STREET LLC
SEC 8-69972
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
Fund details & source
- Fund ID
- 805-8116000481
- Reported beneficial owners
- 10
- Minimum commitment
- $250K
- Form D file number
- 021-548100
Form ADV 2130456 · Sep 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
RIPTIDE FUND LLC - SERIES 1 - OPPORTUNITIES FUNDHedge Fund · Last reported Sep 2, 2026$2.5MGross asset value
Form D fundraising filings
Riptide Fund LLC - Series 1 - Opportunities Fund
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CLEAR STREET LLC
SEC 8-69972
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
Fund details & source
- Fund ID
- 805-1647218185
- Reported beneficial owners
- 3
- Minimum commitment
- $500K
- Form D file number
- 021-558870
Form ADV 2130456 · Sep 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PLETTENBERG CAPITAL II LPHedge Fund · Last reported Sep 2, 2026$1.5MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO., LLP
PCAOB 673
CLEAR STREET LLC
SEC 8-69972
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
Fund details & source
- Fund ID
- 805-9673155072
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-588624
Form ADV 2130456 · Sep 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PLETTENBERG CAPITAL III LPHedge Fund · Last reported Sep 2, 2026$400KGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO., LLP
PCAOB 673
CLEAR STREET LLC
SEC 8-69972
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
Fund details & source
- Fund ID
- 805-4830197145
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
- Form D file number
- 021-586008
Form ADV 2130456 · Sep 2, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 2, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
8 WEST 40TH ST., FLOOR 4NEW YORK, NY, 10018, United States
CRD 342946
Filing source
Form ADV 2130456 · Sep 2, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.