Investment adviser · CRD 172237

PLEIAD INVESTMENT ADVISORS

Investment adviser filing (IA)

PLEIAD INVESTMENT ADVISORS LIMITED

HONG KONG, Hong Kong · Form ADV filed Mar 31, 2026

Regulatory AUM
$1.35B
Form ADV · Item 5.F
Client accounts
13
Accounts, not individual clients
Employees
22
Reported in this filing
Advisory professionals
13
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles13$1,351,842,651100.0%
Filing source

Form ADV 2088400 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PLEIAD ASIA MASTER FUNDHedge Fund · Last reported Mar 31, 2026$610MGross asset value

Form D fundraising filings

Pleiad Asia Master Fund

Feeder funds

Fund administrator STATE STREET (CAYMAN) TRUST, LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAYMAN ISLANDS, Cayman Islands
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS AG LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker J.P.MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON BRANCH LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

Fund details & source
Fund ID
805-5518403037
Reported beneficial owners
47
Minimum commitment
$10M
Form D file number
021-224064
Form D file number
021-224065
Form D file number
021-224068

Form ADV 2088400 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEIAD ASIA EQUITY MASTER FUNDOther Private Fund · Last reported Mar 31, 2026$373MGross asset value

Form D fundraising filings

Pleiad Asia Equity Master Fund

Feeder funds

Fund administrator MORGAN STANLEY FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAYMAN ISLANDS, Cayman Islands
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION CHICAGO, Illinois, United States Related to adviser: No
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

Fund details & source
Fund ID
805-8735611116
Reported beneficial owners
26
Minimum commitment
$10M
Form D file number
021-363592
Form D file number
021-363594
Form D file number
021-363596

Form ADV 2088400 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEIAD JAPAN EQUITY MASTER FUNDOther Private Fund · Last reported Mar 31, 2026$147MGross asset value

Form D fundraising filings

Pleiad Japan Equity Master Fund

Feeder funds

Fund administrator MORGAN STANLEY FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAYMAN ISLANDS, Cayman Islands
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION CHICAGO, Illinois, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

Fund details & source
Fund ID
805-9879800561
Reported beneficial owners
14
Minimum commitment
$10M
Form D file number
021-402926
Form D file number
021-402930

Form ADV 2088400 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEIAD- MINERVA JAPAN GROWTH OPPORTUNITIES LPPrivate Equity Fund · Last reported Mar 31, 2026$141MGross asset value

Form D fundraising filings

Pleiad-Minerva Japan Growth Opportunities LP

Fund administrator STATE STREET FUND SERVICES (SINGAPORE PTE LTD) SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAYMAN ISLANDS, Cayman Islands
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

Fund details & source
Fund ID
805-3138519104
Reported beneficial owners
69
Minimum commitment
$5M
Form D file number
021-378333

Form ADV 2088400 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MINERVA GROWTH PARTNERS II LPPrivate Equity Fund · Last reported Mar 31, 2026$39.9MGross asset value

Form D fundraising filings

MINERVA GROWTH PARTNERS II LP

Fund administrator LANGHAM HALL HONG KONG LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAYMAN ISLANDS, Cayman Islands
Custodian DBS BANK LTD HONG KONG, Hong Kong Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

DBS BANK LTD
LEI 54930056CTN235SVSI38

Fund details & source
Fund ID
805-3336813576
Reported beneficial owners
9
Minimum commitment
$100K
Form D file number
021-569471

Form ADV 2088400 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEIAD JAPAN MASTER FUNDHedge Fund · Last reported Mar 31, 2026$35.1MGross asset value

Form D fundraising filings

Pleiad Japan Master Fund

Feeder funds

Fund administrator STATE STREET (CAYMAN) TRUST, LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAYMAN ISLANDS, Cayman Islands
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

Fund details & source
Fund ID
805-4443775225
Reported beneficial owners
3
Minimum commitment
$10M
Form D file number
021-496010
Form D file number
021-496016

Form ADV 2088400 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

26/F, 8 WYNDHAM STREET, CENTRAL
HONG KONG, Hong Kong

CRD 172237

Filing source

Form ADV 2088400 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.