Investment adviser · CRD 314783
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Investment adviser filing (IA)
HERRING RIA SUB, LLC
SAN FRANCISCO, CA, United States · Form ADV filed Sep 6, 2024
- Regulatory AUM
- $2.17M Form ADV · Item 5.F
- Client accounts
- 3,053 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 2,949 | $1,820,211 | 83.9% |
| High-net-worth individuals | 104 | $350,012 | 16.1% |
Filing source
Form ADV 1898858 · Sep 6, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 6, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Not reported in these imported fields
Principal office
ONE LETTERMAN DRIVE, BUILDING C, SUITE 3500SAN FRANCISCO, CA, 94129, United States
CRD 314783
Filing source
Form ADV 1898858 · Sep 6, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.