Investment adviser · CRD 126575
PIVOTAL PLANNING GROUP, LLC
Investment adviser filing (IA)
MELVILLE, NY, United States · Form ADV filed Apr 19, 2021
- Regulatory AUM
- $383M Form ADV · Item 5.F
- Client accounts
- 694 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 139 | $259,113,185 | 67.7% |
| Retirement plans | 20 | $97,618,630 | 25.5% |
| Individuals | 114 | $25,912,843 | 6.8% |
Filing source
Form ADV 1532597 · Apr 19, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 19, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
534 BROADHOLLOW ROAD, SUITE 300MELVILLE, NY, 11747, United States
CRD 126575
Filing source
Form ADV 1532597 · Apr 19, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.