PITON INVESTMENT MANAGEMENT, LP – investment adviser, $928M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	11	$629,248,357	67.8%
Investment companies	2	$226,777,924	24.4%
Corporations & businesses	Fewer than 5	$57,741,327	6.2%
High-net-worth individuals	5	$12,384,873	1.3%
Individuals	Fewer than 5	$1,771,713	0.2%

Filing source

Form ADV 2098489 · Apr 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUPPLYSCI SPECIALTY FINANCE FUNDOther Private Fund · Last reported Apr 8, 2025$31.4MGross asset value

Fund administrator APEX FUND SERVICES OAKBROOK TERRACE,, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

MARCUM LP
PCAOB 688

Fund details & source

Fund ID: 805-8442448816
Reported beneficial owners: 1
Minimum commitment: $250K
Form D file number: 021-476459

Form ADV 1975131 · Apr 8, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PITON ALPHA ENHANCED INCOME MASTER FUND LPHedge Fund · Last reported Sep 29, 2017$21.1MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer IVP CAPITAL, LLC WATERMILL, New York, United States Related to adviser: No

Marketer PROFOR ADVISORS NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

IVP CAPITAL, LLC
CRD 104197 · SEC 8-52663

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-9131716686
Reported beneficial owners: 22
Minimum commitment: $1M
Form D file number: 021-257144
Form D file number: 021-257146

Form ADV 1142556 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 24, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

401 FRANKLIN AVENUE, SUITE 202B
GARDEN CITY, NY, 11530, United States

CRD 282517

Filing source

Form ADV 2098489 · Apr 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.