Investment adviser · CRD 309345
PIPER SANDLER FINANCE MANAGEMENT, LLC
Investment adviser filing (IA)
MINNEAPOLIS, MN, United States · Form ADV filed Mar 14, 2024
- Regulatory AUM
- $290M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 19 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $290,000,000 | 100.0% |
Filing source
Form ADV 1812807 · Mar 14, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 14, 2024. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
800 NICOLLET MALL, SUITE 1000MINNEAPOLIS, MN, 55402, United States
CRD 309345
Filing source
Form ADV 1812807 · Mar 14, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.