Investment adviser · CRD 665
PIPER SANDLER & CO.
Investment adviser filing (IA)
MINNEAPOLIS, MN, United States · Form ADV filed Mar 23, 2026
- Regulatory AUM
- $1.28B Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 1,402 Reported in this filing
- Advisory professionals
- 31 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | 2 | $1,284,404,458 | 100.0% |
| Banks & thrifts | 16 | $0 | 0.0% |
| Investment companies | 1 | $0 | 0.0% |
| Corporations & businesses | 1 | $0 | 0.0% |
Filing source
Form ADV 2046921 · Mar 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 23, 2026. View historical filings
Reported services
Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets · Fixed · Commissions
Principal office
350 NORTH 5TH STREET, SUITE 1000MINNEAPOLIS, MN, 55401, United States
CRD 665
Filing source
Form ADV 2046921 · Mar 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.