Investment adviser · CRD 307823

PIPER SANDLER ADVISORS LLC

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Oct 3, 2024

Regulatory AUM: $365M
Client accounts: 2
Employees: 10
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$364,606,276	100.0%

Filing source

Form ADV 1905408 · Oct 3, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MMCAPS FUNDING XVIII, LTD.Other Private Fund · Last reported Oct 3, 2024$224MGross asset value

Fund administrator MAPLES FS LIMITED GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS PARTNERS, LLC HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4169554671
Reported beneficial owners: 15
Minimum commitment: $100K

Form ADV 1905408 · Oct 3, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MMCAPS FUNDING XVII, LTD.Other Private Fund · Last reported Oct 3, 2024$140MGross asset value

Fund administrator MAPLES FS LIMITED GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON, NA PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3838927879
Reported beneficial owners: 24
Minimum commitment: $100K

Form ADV 1905408 · Oct 3, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 3, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

800 NICOLLET MALL, SUITE 900
MINNEAPOLIS, MN, 55402, United States

CRD 307823

Filing source

Form ADV 1905408 · Oct 3, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.