PINZ CAPITAL MANAGEMENT LP – investment adviser, $18M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$18,000,000	100.0%

Filing source

Form ADV 1744214 · Mar 31, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PINZ GLOBAL LIQUID EVENT FUND, LPHedge Fund · Last reported Mar 31, 2023$10MGross asset value

Feeder funds

PINZ GLOBAL LIQUID EVENT FUND, LTD,
PINZ GLOBAL LIQUID EVENT FUND, LTD.

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED WEST BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANCORP INVESTMENTS, INC. ST. PAUL, Minnesota, United States Related to adviser: No

Marketer SYNAPTIC PARTNERS SA GENEVA, Switzerland Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

U.S. BANCORP INVESTMENTS, INC.
SEC 8-35359

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source

Fund ID: 805-6473779481
Reported beneficial owners: 25
Minimum commitment: $1M

Form ADV 1744214 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINZ CAPITAL SPECIAL OPPORTUNITIES FUND, LPHedge Fund · Last reported Mar 31, 2023$8MGross asset value

Feeder funds

PINZ CAPITAL SPECIAL OPPORTUNITIES USA, LP

Fund administrator ESSENTIAL FUND SERVICES INTERNATIONAL, LLC SUMMIT, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BERKOWER, LLC ISLEN, New Jersey, United States

Custodian BEACON SECURITIES, INC. TORONTO, Canada Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian HAYWOOD SECURITIES (USA) INC. TORONTO, Canada Related to adviser: No

Custodian KOREA INVESTMENT & SECURITIES AMERICA, INC. NEW YORK, New York, United States Related to adviser: No

Custodian TRIAD SECURITIES CORP NEW YORK, New York, United States Related to adviser: No

Prime broker TRIAD SECURITIES CORP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BERKOWER, LLC
PCAOB 217

BEACON SECURITIES, INC.
SEC 8-29305

HAYWOOD SECURITIES (USA) INC.
SEC 8-49696

KOREA INVESTMENT & SECURITIES AMERICA, INC.
SEC 8-52615

TRIAD SECURITIES CORP
SEC 8-20930

TRIAD SECURITIES CORP
CRD 11363 · SEC 8-20930

Fund details & source

Fund ID: 805-2072692986
Reported beneficial owners: 23
Minimum commitment: $0

Form ADV 1744214 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINZ CAPITAL INTERNATIONAL, LPHedge Fund · Last reported Mar 5, 2020$88.7MGross asset value

Feeder funds

PINZ CAPITAL USA, LP
PINZ CAPITAL OFFSHORE, LP

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL 123 FLEET STREET, United Kingdom Related to adviser: No

Custodian KOREA INVESTMENT AND SECURITIES SEOUL, Korea, South Related to adviser: No

Custodian NH INVESTMENT & SECURITIES BLDG. SEOUL, Korea, South Related to adviser: No

Marketer BLUE SAND SECURITIES LLC SCOTTSDALE, Arizona, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-7580018195
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-224449

Form ADV 1379848 · Mar 5, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

25 WEST 45TH STREET, #303
NEW YORK, NY, 10036, United States

CRD 287689

Filing source

Form ADV 1744214 · Mar 31, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.